Financial Security and Fraud Prevention Officer M/F

Vacancy details

General information

Entity

CACEIS is the asset servicing banking group of Crédit Agricole and Santander dedicated to asset managers, insurance companies, pension funds, banks, private equity and real estate funds, brokers and corporate clients.

Through offices across Europe, North and South America, and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary and fund administration, fund distribution support, middle office outsourcing, issuer services and transfer agent.

With 7,000 employees and a large client base, CACEIS is a European leader in asset servicing and one of the major players worldwide.

By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
  

Reference

2024-92938  

Publication date

08/10/2024

Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Financial Security and Fraud Prevention Officer M/F

Contract type

Permanent Contract

Expected start date

02/12/2024

Management position

No

Job summary

The Financial Security and Fraud Prevention Officer has a Group function. Their main responsibility is to contribute to preventing and fighting
 Money laundering and the funding of terrorism
 External and internal fraud
 Corruption
 Non-compliance with international sanctions (including OFAC)
and supporting business lines in their management of nonconformity risks.
Their monitors the activities of CACEIS and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the CACEIS entities (contacts, discussion, synergies, management of cross-functional topics/files, consolidation of contributions, etc.) and supports the deployment of cross-functional projects that affect the CACEIS Group.

Main activities:

 Contribute to the prevention and management of nonconformity risks
 Help to promote a compliance culture
 Define and deploy Group Financial Security and Fraud Prevention procedures and help to harmonise them within the CACEIS Group
 Advise and train operational teams on topics relating to Group Financial Security and Fraud and Corruption Prevention
 Contribute to the drafting of regulatory reports relating to Compliance
 Implement the Financial Security and Fraud and Corruption prevention control plan and participate in adapting and updating it
 Represent Financial Security and Fraud Prevention on the bank’s internal committees
 Take part in Group projects relating to Financial Security and Fraud Prevention
 Assist business lines and entities in the network with Financial Security and Fraud Prevention issues
 Analyse KYC files, transactions with high AML/CFT risk and screening and filtering alerts linked to international sanctions and politically exposed persons
 Analyse unusual/suspicious transactions reported by bank employees or generated by automated tools and prepare suspicious activity reports as necessary
 Analyse cases of internal/external fraud or corruption

Position location

Geographical area

Europe, United Kingdom

City

LONDON

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

Bachelor Degree: Economic, finance, legal (or similar)

Experience

At least 5 years of experience in a similar role

Required skills

 Ability to analyse and summarise
 Cooperation/ability to teach
 Curiosity/appetite for investigation
 Autonomy/proactiveness

 Diligence
 Ability to anticipate

 Communication techniques

 Ability to offer creative suggestions/critical mind

 Openness/client focus

Technical skills required

 Compliance regulations
 Risk mapping
 Internal control mechanism

 Process modelling techniques

 Project management methodology

 Reporting/dashboard techniques

Languages

English